SFC Licences of LI Qing 李青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CR Capital Investment Management Limited | RO | 9 | 19 July 2018 | |
CR Capital Investment Management Limited | RO | 4 | 19 July 2018 | |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 10 July 2017 | 25 April 2018 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 4 | 10 July 2017 | 25 April 2018 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 20 June 2014 | 10 July 2017 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 20 June 2014 | 10 July 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 10 January 2011 | 30 April 2014 |