SFC Licences of SHI Feng 石峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 9 17 May 2018
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 31 January 2018 17 May 2018
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 9 19 July 2017 31 January 2018
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 4 19 July 2017
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 1 19 July 2017
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 22 June 2015 19 July 2017
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 22 June 2015 19 July 2017
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 22 June 2015 19 July 2017
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 10 June 2013 07 March 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 10 June 2013 07 March 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 09 July 2012 31 May 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 09 July 2012 31 May 2013
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 19 November 2010 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 19 November 2010 30 June 2012