SFC Licences of TSO Sin Cheung 曹善長
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 11 April 2013 | 12 July 2013 |
| CLSA Premium International (HK) Limited | RE | 3 | 11 April 2013 | 12 July 2013 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 19 July 2012 | 28 March 2013 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 08 November 2011 | 28 March 2013 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 08 November 2011 | 28 March 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 3 | 31 January 2011 | 05 August 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 25 November 2010 | 05 August 2011 |