SFC Licences of XUE Yang 薛揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LMR Partners Limited | RE | 9 | 19 July 2021 | |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 4 | 23 November 2020 | 01 July 2021 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 1 | 23 November 2020 | 01 July 2021 |
| Dymon Asia Capital (HK) Limited | RE | 9 | 26 October 2018 | 03 August 2020 |
| LIM Advisors Limited | RE | 9 | 23 September 2016 | 31 August 2018 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 07 December 2010 | 19 July 2013 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 07 December 2010 | 19 July 2013 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 07 December 2010 | 19 July 2013 |