SFC Licences of ZHANG Senyan 張森焱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 05 November 2019 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 02 October 2018 | |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 10 October 2017 | 10 September 2018 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 28 December 2010 | 30 September 2017 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 28 December 2010 | 30 January 2012 |