SFC Licences of HO Hoi Lam 何海琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Full Win Securities Limited 富盛證券有限公司 RO 1 03 August 2023
Goldhorse Securities Limited 金馬證券有限公司 RO 4 12 December 2022 14 December 2022
Goldhorse Securities Limited 金馬證券有限公司 RO 1 12 December 2022 14 December 2022
Goldhorse Securities Limited 金馬證券有限公司 RE 4 07 November 2022 12 December 2022
Goldhorse Securities Limited 金馬證券有限公司 RE 1 07 November 2022 12 December 2022
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 RO 4 13 September 2021 22 April 2022
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 RO 1 13 September 2021 22 April 2022
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 RE 1 03 September 2021 13 September 2021
Constance Capital Limited 弘雅資本有限公司 RO 1 11 September 2019 06 June 2021
Constance Capital Limited 弘雅資本有限公司 RE 1 15 July 2019 11 September 2019
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 20 September 2012 11 June 2019
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 20 September 2012 11 June 2019