SFC Licences of CHHAOCHHARIA Gautam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 20 March 2024 | |
| UBS Securities Hong Kong Limited | RE | 1 | 20 March 2024 | |
| UBS Securities Asia Limited | RE | 2 | 20 March 2024 | |
| UBS Securities Asia Limited | RE | 1 | 20 March 2024 | |
| UBS Securities Asia Limited | RO | 4 | 25 January 2021 | |
| UBS Securities Asia Limited | RE | 4 | 06 December 2010 | 25 January 2021 |