SFC Licences of LI Tsz Wai 李梓維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 18 July 2023 | |
| UBS Securities Asia Limited | RE | 2 | 28 April 2021 | |
| UBS Securities Hong Kong Limited | RE | 1 | 23 March 2021 | |
| UBS Securities Asia Limited | RE | 1 | 23 March 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 January 2018 | 19 February 2021 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 22 July 2015 | 15 December 2017 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 29 January 2015 | 15 December 2017 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 29 January 2015 | 15 December 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 14 November 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 December 2010 | 14 November 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 December 2010 | 31 August 2013 |