SFC Licences of YANG Xiaojing 楊曉靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RO 9 26 April 2022
Conning Asia Pacific Limited 康利亞太有限公司 RO 4 01 June 2020
Conning Asia Pacific Limited 康利亞太有限公司 RO 1 01 June 2020
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 03 January 2017 01 June 2020
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 03 January 2017 01 June 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 15 October 2014 30 June 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 15 October 2014 30 June 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 15 October 2014 30 June 2016
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 15 October 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 15 October 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 15 October 2014 31 December 2014
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 30 December 2013 02 September 2014
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 20 December 2010 02 September 2014
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 20 December 2010 02 September 2014