SFC Licences of PANG Wai Yuen 彭瑋源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 12 December 2022 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 18 October 2016 | 12 December 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 October 2016 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 24 March 2015 | 22 September 2016 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 03 March 2015 | 22 September 2016 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 23 December 2010 | 19 February 2015 |