SFC Licences of LEE Chui Shan 李翠珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 | RE | 9 | 19 September 2013 | 23 January 2019 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 | RE | 1 | 19 September 2013 | 23 January 2019 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 9 | 14 September 2011 | 01 July 2013 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 4 | 14 September 2011 | 01 July 2013 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 1 | 14 September 2011 | 01 July 2013 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 9 | 24 January 2011 | 12 August 2011 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 4 | 24 January 2011 | 12 August 2011 |