SFC Licences of LU Xiaoning 呂曉寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 6 | 30 March 2011 | 30 September 2011 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 1 | 30 March 2011 | 30 September 2011 |