SFC Licences of CHOI Wai Chiu 蔡偉超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 March 2019 | 31 July 2021 |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 17 August 2015 | 01 March 2019 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 June 2014 | 12 August 2015 |
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 1 | 03 May 2012 | 12 June 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 January 2011 | 04 March 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 January 2011 | 04 March 2011 |