SFC Licences of NG Bun Ngai, Penelope 吳斌毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 December 2013 | 12 March 2015 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 11 January 2011 | 30 November 2013 |