SFC Licences of XIE Feng 謝峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 23 July 2015 | 20 May 2017 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 5 | 23 July 2015 | 20 May 2017 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 23 July 2015 | 20 May 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 June 2012 | 16 January 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 07 February 2011 | 10 April 2013 |