SFC Licences of ELLIS James William Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 December 2019 | 12 December 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 September 2019 | 19 September 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 May 2019 | 06 June 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 March 2019 | 03 April 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 January 2019 | 23 January 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 September 2018 | 27 September 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 January 2011 | 18 February 2011 |