SFC Licences of LAU Hoi Wan 劉海韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 18 February 2016 | 31 August 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 07 February 2011 | 10 March 2012 |