SFC Licences of BECCHETTI James Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 03 May 2018 | 23 April 2019 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 03 May 2018 | 23 April 2019 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 21 November 2017 | 04 December 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 18 September 2015 | 30 September 2015 |
| UBS Securities Asia Limited | RE | 2 | 18 September 2015 | 30 September 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 30 September 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 September 2015 | 30 September 2015 |
| UBS Securities Asia Limited | RE | 2 | 25 June 2013 | 20 November 2014 |
| UBS Securities Asia Limited | RE | 1 | 25 June 2013 | 20 November 2014 |
| UBS Securities Asia Limited | RE | 2 | 21 January 2011 | 25 January 2013 |
| UBS Securities Asia Limited | RE | 1 | 21 January 2011 | 25 January 2013 |