SFC Licences of LIU Sui Man 廖瑞文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 25 February 2016 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 25 February 2016 | |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 22 August 2012 | 06 February 2016 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 22 August 2012 | 06 February 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 17 February 2011 | 01 August 2011 |