SFC Licences of TRAN Fon Francis 陳丰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zentific Investment Management Limited | RE | 9 | 10 September 2015 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 31 January 2011 | 15 November 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 31 January 2011 | 15 November 2011 |