SFC Licences of ZUO Si 左思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 18 April 2018 | 04 December 2019 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 18 April 2018 | 04 December 2019 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 12 March 2018 | 04 December 2019 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 10 November 2016 | 01 February 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 26 September 2012 | 06 October 2016 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 06 July 2011 | 30 March 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 19 January 2011 | 30 June 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 January 2011 | 31 May 2011 |