SFC Licences of WITTET Mark James Oakley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ishana Capital Limited | RO | 9 | 24 September 2020 | |
Ishana Capital Limited | RE | 9 | 17 March 2020 | 24 September 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 July 2014 | 19 April 2017 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 28 January 2011 | 05 April 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 January 2011 | 05 April 2014 |