SFC Licences of NG Siu Fai 吳紹徽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Asset Management Limited 英皇資產管理有限公司 | RE | 9 | 28 March 2024 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 26 March 2013 | |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 28 January 2011 | |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 28 January 2011 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 28 January 2011 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 28 January 2011 |