SFC Licences of HO Shuk Kan Crystal 何淑勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iSAM Securities (HK) Limited | RO | 3 | 23 December 2019 | 30 November 2020 |
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RO | 3 | 24 June 2016 | 06 June 2017 |
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 23 April 2012 | 24 June 2016 |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 07 April 2011 | 13 December 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 03 March 2011 | 13 December 2011 |