SFC Licences of LEE Calista Wuen Nee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 06 January 2015 | 31 October 2021 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 06 January 2015 | 31 October 2021 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 06 January 2015 | 31 October 2021 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 06 January 2015 | 31 October 2021 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 | RE | 4 | 07 February 2011 | 28 October 2011 |