SFC Licences of LO Kok Hong 盧覺康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 4 | 27 January 2023 | |
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 1 | 27 January 2023 | |
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 1 | 20 April 2012 | 27 January 2023 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 07 February 2011 | 06 April 2011 |