SFC Licences of SO Shun Wah 蘇順華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSZ (Hong Kong) Limited | RE | 9 | 24 November 2014 | 01 April 2016 |
| HSZ (Hong Kong) Limited | RE | 4 | 24 November 2014 | 01 April 2016 |
| Chelsea Securities Limited 昭海金融證券有限公司 | RE | 4 | 18 March 2013 | 30 June 2014 |
| Chelsea Securities Limited 昭海金融證券有限公司 | RE | 1 | 18 March 2013 | 30 June 2014 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 4 | 14 October 2011 | 15 February 2013 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 1 | 14 October 2011 | 15 February 2013 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 18 February 2011 | 04 August 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 18 February 2011 | 04 August 2011 |