SFC Licences of HUANG Haiming 黃海明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RO | 9 | 25 October 2019 | 27 March 2021 |
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RO | 4 | 25 October 2019 | 27 March 2021 |
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RO | 1 | 25 October 2019 | 27 March 2021 |
T.F.S. Derivatives HK Limited | RE | 1 | 12 September 2016 | 28 April 2017 |
Wells Fargo Securities Asia Limited | RE | 1 | 16 March 2011 | 30 January 2015 |
Wells Fargo Securities Asia Limited | RE | 4 | 16 March 2011 | 30 January 2015 |