SFC Licences of CHEN Yao 陳鷂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 22 February 2011 | 13 January 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 February 2011 | 13 January 2017 |
BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 4 | 22 February 2011 | 05 April 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 22 February 2011 | 05 April 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 22 February 2011 | 05 April 2012 |