SFC Licences of CHEN Yao 陳鷂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 22 February 2011 13 January 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 February 2011 13 January 2017
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 4 22 February 2011 05 April 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 22 February 2011 05 April 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 22 February 2011 05 April 2012