SFC Licences of YE Huang Zhong 葉華忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 15 March 2021 | 23 September 2022 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 05 January 2015 | 26 February 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 28 February 2011 | 09 December 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 February 2011 | 09 December 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 28 February 2011 | 09 December 2012 |