SFC Licences of BRODIE-BROWN Michael Denton
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 November 2013 | 21 May 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 April 2011 | 11 September 2013 |