SFC Licences of NG Siu Chun, Stephen 吳肇駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mango Financial Limited 芒果金融有限公司 | RE | 1 | 06 November 2014 | 18 January 2016 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 03 November 2011 | 29 October 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 September 2011 | 22 October 2011 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 25 February 2011 | 12 September 2011 |