SFC Licences of LO Sze Wai 羅思惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Asia Limited | RE | 9 | 04 June 2018 | 12 September 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 02 March 2011 | 23 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 March 2011 | 23 February 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 02 March 2011 | 23 February 2018 |