SFC Licences of XU Hua 徐樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 29 December 2022 09 May 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 January 2015 09 May 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 06 October 2014 28 November 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 29 March 2012 28 November 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 25 May 2011 28 November 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 25 May 2011 28 November 2014