SFC Licences of XU Hua 徐樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 29 December 2022 | 09 May 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 January 2015 | 09 May 2023 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 06 October 2014 | 28 November 2014 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 March 2012 | 28 November 2014 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 25 May 2011 | 28 November 2014 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 25 May 2011 | 28 November 2014 |