SFC Licences of CHEN Chen 陳晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 20 February 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 20 February 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 12 February 2018 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 28 August 2014 | 02 February 2018 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 15 March 2011 | 05 June 2014 |