SFC Licences of TSO Yam Fan 曹音凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 June 2014 | 13 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 June 2014 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 October 2013 | 16 June 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 03 July 2012 | 27 August 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 21 March 2011 | 30 June 2012 |