SFC Licences of TANG Fung 鄧峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 08 August 2022 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 12 May 2022 | 08 August 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 May 2022 | |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 15 November 2019 | 29 April 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 15 November 2019 | 29 April 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 04 September 2015 | 29 April 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 04 September 2015 | 15 November 2019 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 04 September 2015 | 15 November 2019 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 21 March 2014 | 14 August 2015 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 21 March 2014 | 14 August 2015 |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 21 March 2011 | 27 March 2012 |