SFC Licences of TANG Fung 鄧峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 6 08 August 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 12 May 2022 08 August 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 May 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 6 15 November 2019 29 April 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 1 15 November 2019 29 April 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 4 04 September 2015 29 April 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 6 04 September 2015 15 November 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 1 04 September 2015 15 November 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 21 March 2014 14 August 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 21 March 2014 14 August 2015
BaoQiao Partners Capital Limited 寶橋融資有限公司 RE 6 21 March 2011 27 March 2012