SFC Licences of VALENZUELA CASTRO Adrian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) | RO | 9 | 16 November 2017 | |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RO | 4 | 01 April 2014 | |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RO | 2 | 28 March 2013 | |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RO | 1 | 28 March 2013 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 04 May 2011 | 15 August 2012 |