SFC Licences of YAO Peng 姚鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 23 November 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 4 23 November 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 20 October 2020 23 November 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 20 October 2020 23 November 2020
CCB Securities Limited 建行證券有限公司 RO 9 05 November 2019 31 July 2020
CCB Securities Limited 建行證券有限公司 RO 4 05 November 2019 31 July 2020
Shinhan Asset Management (Hong Kong) Limited RO 9 14 September 2017 17 June 2019
Shinhan Asset Management (Hong Kong) Limited RO 4 14 September 2017 17 June 2019
Shinhan Asset Management (Hong Kong) Limited RE 9 21 July 2017 14 September 2017
Shinhan Asset Management (Hong Kong) Limited RE 4 21 July 2017 14 September 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 9 24 August 2015 01 June 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 4 24 August 2015 01 June 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 1 24 August 2015 01 June 2017
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 9 01 April 2011 22 August 2015
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 4 01 April 2011 22 August 2015