SFC Licences of XIA Mingrui 夏明睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 5 | 18 July 2018 | |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 4 | 18 July 2018 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RO | 2 | 18 July 2018 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 18 July 2018 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 May 2011 | 16 August 2017 |