SFC Licences of HSIEH Wai Yin, Alvin 謝偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rafter Capital Limited 椽盛資本有限公司 | RO | 9 | 17 January 2022 | |
| Rafter Capital Limited 椽盛資本有限公司 | RO | 4 | 17 January 2022 | |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 | RE | 1 | 27 February 2018 | 21 November 2020 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 | RO | 9 | 20 December 2017 | 21 November 2020 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RO | 9 | 15 September 2016 | 15 December 2017 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 29 July 2016 | 15 September 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 28 December 2011 | 26 January 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 18 April 2011 | 26 January 2016 |