SFC Licences of ZHAO Yi 趙熠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 26 April 2019 | 19 July 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 26 April 2019 | 19 July 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 16 August 2013 | 10 February 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 18 April 2011 | 10 February 2014 |