SFC Licences of KWOK Wing Sum, Vivian 郭穎琛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 19 April 2011 30 January 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 19 April 2011 30 January 2012