SFC Licences of SHIU Chi Man 蕭智文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 25 March 2015 | 30 July 2016 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 25 March 2015 | 30 July 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 26 June 2012 | 01 June 2013 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 June 2012 | 01 June 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 21 October 2011 | 01 June 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 25 May 2011 | 01 June 2013 |