SFC Licences of LEE Gee Eun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Siguler Guff (Hong Kong) Limited RO 1 21 June 2019
CAIIS Limited RE 4 12 July 2012 26 August 2016
CAIIS Limited RE 1 12 July 2012 26 August 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 06 May 2011 30 June 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 06 May 2011 30 June 2012