SFC Licences of LEE Gee Eun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Siguler Guff (Hong Kong) Limited | RO | 1 | 21 June 2019 | |
CAIIS Limited | RE | 4 | 12 July 2012 | 26 August 2016 |
CAIIS Limited | RE | 1 | 12 July 2012 | 26 August 2016 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 06 May 2011 | 30 June 2012 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 06 May 2011 | 30 June 2012 |