SFC Licences of LUI Ching Yan 呂政昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 06 September 2019 | 31 May 2021 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 12 March 2019 | 21 August 2019 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 12 March 2019 | 21 August 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 August 2012 | 27 June 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 29 August 2012 | 27 June 2016 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 09 May 2011 | 20 August 2012 |