SFC Licences of HUNTER Philip James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Heitman International Real Estate Securities HK Limited | RE | 9 | 22 April 2013 | 13 January 2023 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 9 | 11 May 2011 | 18 March 2013 |
| Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) | RE | 9 | 11 May 2011 | 18 March 2013 |
| Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) | RE | 1 | 11 May 2011 | 18 March 2013 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 11 May 2011 | 18 March 2013 |