SFC Licences of BRERETON William Carter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 09 July 2014 | 05 September 2014 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 09 July 2014 | 05 September 2014 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 19 May 2011 | 01 May 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 19 May 2011 | 01 May 2012 |