SFC Licences of KWAN Ka Tung 關家棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 4 | 12 August 2013 | 25 September 2014 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 1 | 12 August 2013 | 25 September 2014 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 17 May 2011 | 31 July 2013 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 17 May 2011 | 31 July 2013 |