SFC Licences of WONG Wai Han 黃惠嫺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 4 | 04 January 2013 | 16 February 2022 |
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 1 | 04 January 2013 | 16 February 2022 |
Sofaer Global Research (HK) Limited | RE | 9 | 18 May 2011 | 15 August 2012 |
Sofaer Global Research (HK) Limited | RE | 4 | 18 May 2011 | 15 August 2012 |